Learn the ins and outs of the Security Act of 1940. Ensure knowledge of trade processing and systems that enable firms to settle transactions accurately and efficiently. Compliance and the law as it relates to systems and regulatory structure of the firm and securities regulators, capital markets, SROs..
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Advanced Excel – 3 months
$1,000.00
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Risk Management – 3 weeks
$3,500.00
Compliance – 3 weeks
$2,500.00
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